About the Role
Stanbic IBTC Holdings PLC is a leading, full-service financial services group in Nigeria, committed to delivering exceptional value across banking, wealth management, and investment services. We are currently seeking a dynamic and detail-oriented professional to join our team as an Officer, Compliance, Stockbroker. In this pivotal role, you will champion the compliance function, ensuring our operations align seamlessly with regulatory standards while safeguarding the organization's reputation and integrity.
Key Responsibilities- Function as an independent compliance officer to review, evaluate, and mitigate compliance risks across the organization.
- Advise management and employees on governing rules, regulations, company policies, and statutory procedures to prevent breaches.
- Manage regulatory changes and foster proactive interactions with both internal and external stakeholders.
- Provide robust assurance support to achieve and maintain a 100% compliance status across business units.
- Coordinate periodic reviews of regulatory policies and circulars impacting various operational departments.
- Track compliance with critical internal policies, including Personal Trading, Other Business Interest declarations, and Gifts and Entertainment.
- Implement and oversee defined KYC processes and account opening requirements in alignment with regulatory guidelines.
- Must be a SEC-sponsored individual with relevant capital market accreditation.
- Bachelor’s degree in Law, Finance, Business Administration, Economics, or a related discipline from a reputable institution.
- Minimum of 4 years of hands-on experience in compliance, legal, or regulatory roles within financial services or capital markets.
- In-depth knowledge of AML/CFT/CPF regulations, reporting obligations, and SEC and NGX rules.
- Relevant professional qualifications such as DCP, ICAN, ACCA, or CAMS will be an added advantage.
- Competitive salary package with comprehensive health insurance and wellness benefits.
- Opportunities for continuous professional development, career growth, and mentorship.
- Dynamic and collaborative work environment within a globally recognized financial institution.