About the Role
UnoCasa Limited is a premier business solutions provider specializing in marketing, recruitment, and human resources consultancy. We are currently seeking a dynamic and dedicated Legal & Compliance Officer to support our firm in meeting its regulatory, legal, and governance obligations as a SEC-licensed Fund and Portfolio Manager. In this pivotal role, you will ensure strict adherence to SEC Nigeria Rules, ISA 2007/2025, AML/CFT regulations, and internal company policies while providing expert legal advisory.
Key Responsibilities- Lead comprehensive SEC regulatory filings including daily reports, Quarterly Management Reports (QMR), Asset Under Management (AUM) returns, and annual filings.
- Draft, review, and negotiate complex investment agreements, Service Level Agreements (SLAs), and Non-Disclosure Agreements (NDAs).
- Act as the primary interface between the firm and regulatory bodies such as the Securities and Exchange Commission (SEC), NFIU, FIRS, and the Corporate Affairs Commission (CAC).
- Drive and update the Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT) and Know Your Customer (KYC)/Customer Due Diligence (CDD) frameworks.
- Provide proactive legal advisory and support for transaction documents while ensuring robust corporate governance.
- Possession of an LL.B and BL degree from a recognized institution.
- 3 to 6 years of post-call experience working within Asset Management, Fund Management, or Investment Banking in Nigeria.
- Proven, demonstrable track record of successfully handling SEC Nigeria rules, compliance frameworks, and regulatory filings.
- Exceptional analytical skills, high professional integrity, and the ability to work independently in a fast-paced environment.
- Competitive salary package commensurate with industry standards.
- Opportunities for professional growth and continuous career development in the financial sector.
- A collaborative, high-performance work environment with a talented team of professionals.